Militia, Standing Armies, and the
Second Amendment
Some Perspectives from the American
Revolution
July 1, 1975
William
Marina
The Law & Liberty
{Source of
the following is: Militia, Standing Armies, and the Second Amendment
Some Perspectives from the American
Revolution
http://www.independent.org/newsroom/article.asp?id=1495
]
“The right of a citizen to keep and bear arms has
justly been considered the palladium of the liberTies of a republic,
since it offers a strong moral check against the usurpation and
arbitrary power of rulers, and will generally, even if these are
successful in the first instance, enable the people to resist and
triumph over them.”
—Joseph Story, 1833
It is depressing to a historian, on the occasion of
the Bicentennial, that considerable mythology should still surround
so prominent an event as the American Revolution. There are two
interlocking myths that bear directly on the four issues that I wish
to examine: the fear of standing armies, the abuse of power by the
state, the role of the militia prior to the Revolution as well as in
the American victory, and the background of the adoption of the
Second Amendment to the Constitution.
The first of the two myths, and probably the most
dangerous and persistent, is the notion that the Revolution was the
work of only a minority of the American people. Perpetuated in
numerous recent books, articles, newspaper columns, and television
programs such as Alistair Cooke’s series “America,” the notion
has gained ground since it was introduced in 1902 and is based upon
a letter of John Adams supposedly estimating that onethird of the
Americans were for the Revolution, a third opposed it, and a third
were neutral.
Fortunately, as several historians have pointed out,
Adams’ letter has been misread. A close examination of that letter
to James Lloyd, dated January 1813, reveals that he was talking
about American opinion of the French Revolution in the 1790s.
Certainly, it does no credit to the dominant intellectual
establishment in this country, with its obvious elite bias, that the
myth continues to be put over on the great majority of the American
people.
It was the great American physician, historian,
legislator, and revolutionary David Ramsay who, in 1789, referred to
the Revolution as a “people’s war.” John Adams, who shared
that view, as did all of the Founding Fathers, actually estimated
that over two-thirds were pro-American.
In several forthcoming articles I shall seek to show
the massive American support in the events leading up to the war and
in the war itself. There is not space here to detail that story.
Much of it is so well known—the massive protests against the Stamp
Act, the tremendous drop in the importation of English products, to
give only two examples—that one wonders how the minority myth
could have started in the first place. Perhaps the best piece of
evidence with respect to the period leading up to the war, which can
best be appreciated by lawyers, is that no American juries could be
selected that would convict their countrymen of violations of the
increasingly arbitrary British legislation. The government was thus
driven to trying to place more kinds of cases in their Vice
Admiralty courts, which had no juries, and in the end to a virtual
suspension of that precious right.
The question of majority support for the war itself
leads us into the area of the second, interrelated myth, and to the
question of an armed militia. The myth is that the American
Revolution was a typical, 18th-century war fought by regular armies
and won by the Americans only because of the massive aid of French
materials, money, and soldiers.
As we reflect upon the views of Americans of or near
the revolutionary generation—such as John Adams, David Ramsay, or
Joseph Story—as compared with the views of many later historians,
two polarities appear. The early view saw the American Revolution as
a majoritarian people’s war, in which the militia played an
important role, while the latter view introduces the notion of a war
fought and won by a (minority-controlled) regular army. In its
purest form, the latter view implies that it was the French
intervention that made possible the triumph of a revolutionary
minority.
For the last several years, however, very much
influenced by the American involvement in Vietnam, a considerable
reassessment of the American Revolution has been underway. I think
it fair to say that the reassessment vindicates the views of those
men, such as Ramsay, Adams, and Story, who were closer to the
Revolution. For those who wish to read of the American majority
prior to the fighting, I recommend Murray N. Rothbard, Advance to
Revolution, 1760–1775, which is volume three of Conceived
in Liberty; Merrill Jensen, The Founding of a Nation,
1763–1776, and The American Revolution Within America;
Herbert Aptheker, The American Revolution; and Bernhard
Knollenberg, The Growth of the American Revolution, 1766–1775.
On the war as a revolutionary people’s war, there is Page
Smith’s magnificent two volume A New Age Now Begins; John
Shy’s perceptive essay, “The American Revolution: The Military
Conflict Considered as a Revolutionary War,” in Stephen G. Kurtz
and James H. Hutson, editors, Essays on the American Revolution;
James W. Pohl, “The American Revolution and the Vietnamese War:
Pertinent Military Analogies,” The History Teacher, volume
seven, February 1974; and Shy’s forthcoming A People Numerous
and Armed, the title of which is self explanatory, and which
promises to be of major significance.
The kind of war the Americans fought is then
very much related to the question of support for the Revolution.
Those who think in terms of a war of regular forces have quite
rightly pointed out the lack of support that was given to
Washington’s Continental Army. But that does not mean that
Americans did not support the war. Two other explanations are
possible: that the logistics of building a regular army from scratch
and keeping it supplied were rather formidable for a young nation in
the throes of establishing a government, and/or many Americans were
engaged in fighting a different and perhaps much less publicized
kind of war.
The logic of my argument about the Revolution,
people’s war, and an armed citizen’s militia is quite simple. A
people’s revolutionary guerrilla war can only be waged
successfully by a society that shares on a massive scale a common
ideological commitment. That the Americans fought precisely such a
war is the best indication of the massive, majoritarian support for
the war. They were able to do so, however, because of one
fact—which I consider the most important single fact about the
Revolution, and which alone made a protest and a fight to defend
their liberties possible—the almost universal ownership of
firearms, expertise in their usage, and membership in a citizen’s
militia, which characterized the American scene. Let me trace very
briefly how that came about, the role of the militia in the war, and
how that role came to be overlooked despite its embodiment in both
the Second and Third Amendments to the Constitution.
As Joseph Story and others understood, the tradition
of the citizen’s militia was intimately related to the experiences
of English libertarians in the English Revolution and the Glorious
Revolution of 1688. The Parliamentarians came to appreciate that the
King, as the head of the state, could only be successfully opposed
if his control of whatever standing army that existed for national
defense were somehow weakened. This was done in two ways. The first
was fiscal. Parliament had to gather each year to pass the Mutiny
Act if there were to be funds for the army. It was because of this
tradition that the Founders put into the Constitution that no
appropriation for the army may be for a longer term than two years.
The second way to cope with the peril to liberty of
a standing army is to counter its existence with an armed
citizen’s militia which stands outside of the control of the
government. That was the constant theme of the Whig pamphleteers
from the 1690s on, as they sought to check the power of government.
Indeed, one of the important grievances that produced the Glorious
Revolution had been the King’s attempt to disarm the Protestants;
the subsequent English Bill of Rights, forced on King William, had
specifically guaranteed their right to arms. And, as Bernard Bailyn
has shown in The Ideological Origins of the American Revolution,
those Whig pamphleteers, such as John Trenchard and Thomas Gordon,
were among the foremost intellectual influences on the Americans.
The latter writers, particularly in their Cato’s Letters, a
series widely reprinted in the colonies, argued that the defense of
the realm was best entrusted to the armed body of the citizenry,
rather than a standing army. They argued both that this was a
superior form of national defense and that it was the best means of
protecting the people’s liberties against the state’s
usurpation:
“[W]hen a Tyrant’s Army is beaten, his Country is
conquered: He has no Resource; his Subjects having neither
Arms...nor Reason to fight for him.”
“[A]nd therefore it is fit that Mankind should know...that
his Majesty can be defended against them...without Standing
Armies; which would make him formidable only to his People....”
“When the People are easy and satisfied, the whole Kingdom is
[the King’s] Army.”
In his Commentaries, William Blackstone
listed the right of bearing arms as one of those rights—along with
the right of petition, the right to apply to the courts, and the
limitations on the King’s prerogative—which protected the three
great primary common-law rights of personal security, personal
liberty, and private property.
So deep was this “prudent jealousy entertained by
the people of standing armies” that the major debate over the plan
of national defense contained in the Constitution stemmed from the
demands of many that a peacetime army should be forbidden entirely.
To answer this, the authors of the Federalist argued not only
for the utility of a small, permanent army but, further, that the
militia would always be great enough to overcome a usurpation of the
people’s liberties by the national government. Madison, in No. 46,
for example, argues that the standing army which the nation could
support would not exceed twentyfive or thirty thousand men and could
never conquer the militia, “near half a million citizens with arms
in their hands . . . fighting for their common liberties. . . . ”
Among the numerous advantages of the militias Madison refers to
“the advantage of being armed, which the Americans possess over
the people of almost every other nation.”
This notion of the military force of the nation
resting upon the whole body of the people was clearly in the mind of
George Mason, “Father of the Bill of Rights,” who said, in 1788,
“I ask who are the militia? They consist now of the whole people.
. . . ”
The founding generation was so firm in their commitment to an
armed citizenry that their adoption of the Second Amendment in 1791
was not deterred by Shays’s Rebellion, an uprising of armed
veterans, a “militia revolt,” in 1786–87.
The outlook of those Anglo-American Whigs has been
summarized by the military historian Richard H. Kohn: “The
militia-yeomen and landholders armed and trained, men with a stake
in society and a desire to preserve liberty, men who would never
seize power or overturn legitimate political forms unless they were
tyrannical—was the only safe and sensible military institution.”
The other part of the question was nicely put by Samuel Adams in
1776: “A standing Army, however necessary it may be at some times,
is always dangerous to the Liberties of the People.... Such a Power
should be watched with a jealous eye.”
By the time of the French and Indian War an
unhealthy tendency had already set in, at least from the standpoint
of the original purpose of the militia as a safeguard outside
of the state power, of attempting to formalize the citizen’s
militia into a state militia, its use as an instrument of state
policy, and the introduction of conscription. Due to a lack of
enthusiasm for Britain’s expansionist designs on the Ohio Valley,
the militia had been a rather recalcitrant participant in the French
and Indian War, an experience that soured Washington on its military
usefulness.
This unwillingness of the militia to leave local
areas to pursue distant wars or unpopular causes, which Alexander
Hamilton had earlier presented as a virtue in the Federalist
No. 29, later returned to plague him when he sought to have state
militia sent against the Whiskey Rebels. Popular sentiment for the
dissident farmers during that rebellion in 1794 forced Pennsylvania
to resort to a draft to raise troops to enforce the tax.
In truth, Washington never cared much for the
militia. His letters in the American Revolution echo those of the
French and Indian War: The militia was lazy, it would not obey
orders, and it showed scant respect for its officers. His comments
were very much like those of British officers, who, based upon their
experiences with the Americans in the French and Indian War, felt
they could not conduct much of a war against the British. What was
really at issue here was that these officers wished a disciplined,
regular army that would engage in an aggressive, even imperial,
offensive campaign in traditional formations, rather than a
citizen’s force, which cared for little except to defend its own
locality from invasion by an outside force.
Almost by accident Washington arrived at his
strategy to “protract” the war as a means of eventual victory, a
strategy Mao Tse-tung would later also adopt. General Nathaniel
Greene put it succinctly: “We fight, get beat, rise, and fight
again.” Washington’s aide, young Alexander Hamilton, expressed
the strategy most fully: “It may be asked, if, to avoid a general
engagement, we give up objects of the first importance, what is to
hinder the enemy from carrying every important point, and ruining
us? My answer is, that our hopes are not placed in any particular
city, or spot of ground, but in preserving a good army, furnished
with proper necessities, and waste and defeat the enemy by
piecemeal.”
To appreciate the extent to which that apparent
stalemate was actually an American victory, we have to examine the
war from the standpoint of the British and what definition, if any,
they had of what “victory” might consist. Their first
assumptions had been that a few American agitators were stirring
things up, but the reports of General Thomas Gage gradually made it
clear that most of New England was in arms against them. After the
swarm of militiamen at Lexington and Concord, and the relatively
orthodox battle at Breed’s Hill, Washington brought cannon to
Dorchester Heights and the British decided to evacuate Boston. Apart
from some raiding parties from the sea, never after Concord did the
British army venture any distance into the New England countryside.
Therefore, the British were never anywhere near conquering that
“hot-bed” of rebellion that remained for the whole war under the
control of the militia.
On the other hand, as Thomas Paine noted, “It is
distressing to see an enemy advancing into a country, but it is the
only place in which we can beat them.” It was the American militia
coming from all over the countryside that insured the encirclement
and eventual surrender of the forces in upstate New York under
General Burgoyne. Late in the war the Hessian forces ventured out of
New York City into New Jersey in quest of that perpetual mirage of
British fantasies, the large force of Loyalists somewhere out there
in the countryside waiting to be liberated. Instead, they came under
the virtually unceasing attack of skirmishing American militia and
decided it was the better part of valor to retreat to the city.
There was also for a time the British-Hessian
enclave at Philadelphia where the Germans admitted that “the
Americans are bold, unyielding, and fearless, . . . and we cannot
block their resources.” It took more than three thousand British
troops to try to protect the wagon trains of supplies traveling the
distance of 15 miles from Chester to Philadelphia from the attacks
of American militia, and even then many of them did not get through.
Again, the British ended by evacuating the city.
The end of the war, of course, came in the South,
another area where the myth of Loyalist legions in the interior was
repeated. It was in the South during Lord Cornwallis’s long
meandering march up and down that the American militia began to come
into its own. The Americans won only one battle of any consequence,
Cowpens, but they so bled the British by their constant harassment
that the exploits of Sumter, Pickens, Morgan, and Marion are prime
examples of guerrilla warfare.
Every people’s revolutionary war is ended by the
triumph of their regular forces as the struggle nears its successful
conclusion, but that is the result and not the cause
of victory. People’s war is fundamentally political, and it was
the militia that gave the Americans virtually the control of the
whole country and that insured the legitimacy of the revolutionary
government. British foraging parties were under constant harassment,
and British units seldom went out after dark in less than battalion
strength. As John Shy suggests, it was the militia that was the sand
in the gears of the British pacification machine.
The regular American army, as well as segments of a
rag-tag militia, accepted the surrender at Yorktown. The existence
of that army should never be allowed to obscure the large reason for
the British defeat which was that they could never control, let
alone win over, a population of armed militia that was the
foundation of support for the American government. The British
military historian Eric Robson acknowledged: “Restricted to little
more than the ground they stood on, the British increasingly found
subsistence a matter of considerable difficulty.” That was not the
result of Washington’s valiant little army camped at Valley Forge
or for so many years across the Hudson from the British in New York
City, but rather the American guerrilla militia that from local
homes and farms made life in the British Army a living hell. Every
small detachment was legitimateprey for the Americans. Historians
will never know how many of these small skirmishes there were, but
only glimpse them all over the landscape, realizing that they form
the real reason for the low British morale and eventual defeat.
Thus we see that the experiences of the
Revolutionary War confirmed in the minds of the Founders the
teachings of the Whigs: An armed citizenry was both a check on
domestic tyranny and the most desirable form of national defense. It
was for the security of a free state from these perils that the
Founders sought the protection of a well-regulated militia.
For further articles and studies, please see OnPower.org.
William
Marina is a Research
Fellow at the Independent Institute in Oakland, Calif., and
Professor Emeritus in History at Florida Atlantic University.
Published in The Law & Liberty, Summer, 1975